# Protocol Wealth - Comprehensive Information for AI Agents

> SEC-registered investment adviser (RIA) specializing in innovation-focused wealth management for growth-minded investors, business owners, and corporate treasuries.

## Organization Details

**Legal Name**: Protocol Wealth, LLC
**Type**: SEC-Registered Investment Adviser (RIA)
**CRD Number**: 335298
**SEC Registration**: https://adviserinfo.sec.gov/firm/summary/335298
**Form CRS**: https://reports.adviserinfo.sec.gov/crs/crs_335298.pdf
**Jurisdiction**: Delaware LLC
**Founded**: 2025
**Standard of Care**: Fiduciary

**Contact Information**:
- Website: https://protocolwealthllc.com
- Email: info@protocolwealthllc.com
- LinkedIn: https://linkedin.com/company/protocolwealth

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## Leadership Team (Managing Partners)

### Adam Blumberg, CFP®
- **Role**: Managing Partner, Chief Compliance Officer (CCO), AML Officer
- **Focus**: Compliance, Education, Speaking
- **Speaking**: Consensus
- **Media**: CoinDesk (Contributing Writer), WealthStack Podcast, Phil Bak Podcast
- **LinkedIn**: https://linkedin.com/in/adamblumberg

### Nick Rygiel, CFP®, MBA
- **Role**: Managing Partner, Chief Technology Officer (CTO), Chief Information Security Officer (CISO)
- **Focus**: Technology, Research, Portfolio Management
- **Background**: Co-Founder of Ironclad Financial, Ex-Deloitte, Ex-Merrill Lynch, Navy Veteran
- **Bio**: Building on the foundation of Ironclad Financial, Nick co-founded Protocol Wealth to bring institutional-grade security to the RIA space.
- **Media**: VIDA Podcast, OneFund, Lumida Wealth Podcast
- **LinkedIn**: https://linkedin.com/in/nickrygiel

### Jason Leupold, CAIA, MBA
- **Role**: Managing Partner, Chief Investment Officer (CIO)
- **Focus**: Quantitative Strategy, Protocol Advisory, Portfolio Management
- **Background**: Ex-Fidelity, 361 Capital, Arches Capital, Amplifi Liquidity
- **Licenses**: Series 7/55/66/3
- **LinkedIn**: https://linkedin.com/in/jasonleupold

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## Services & Pricing

### Investment Management

#### Traditional Wealth Management
**Fee**: 0.50% – 2.00% AUM, billed monthly in arrears
**Custody**: Charles Schwab, Altruist, Interactive Brokers (SIPC-insured)

Services include:
- Portfolio construction & rebalancing
- Tax-loss harvesting strategies
- Retirement planning integration
- Quarterly performance reviews

#### Digital Asset Management
**Fee**: 2.00% AUM ($500/month minimum)
**Custody**: Anchorage Digital Bank, BitGo Trust Company (qualified custodians)

Services include:
- Qualified custodian compliance
- Institutional security standards
- SOC 2 Type II audited
- Insurance coverage

#### Onchain Active Management
**Fee**: $500/month minimum or 2.00% AUM
**Infrastructure**: Fordefi MPC wallet technology

Services include:
- DeFi strategies, staking, yield optimization
- Onchain portfolio management
- Protocol evaluation & risk assessment
- Self-custody support & security

### Advisory & Consulting

#### Monthly Retainer
**Fee**: Commencing at $1,000/month ($1,000 – $3,000/month typical)
**Billing**: Monthly in arrears

Services include:
- Ongoing advisory, planning, portfolio reviews
- Unlimited consultations
- Corporate treasury advisory
- Digital asset integration guidance

#### Project Engagement
**Fee**: Scoped per engagement (up to $100,000 based on complexity)
**Billing**: Milestone-based or upon completion

Services include:
- Treasury policy development
- Custody architecture design
- Token liquidity planning
- One-time strategic projects

### Equity Compensation Planning
**Fee**: Included in retainer or project scope

For employees and business owners with:
- Restricted Stock Units (RSUs)
- Incentive Stock Options (ISOs)
- Non-Qualified Stock Options (NQSOs)
- Employee Stock Purchase Plans (ESPPs)
- Token/crypto vesting schedules
- 83(b) elections
- AMT planning
- IPO and liquidity event planning

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## Account Minimums

| Service Type | Minimum | Details |
|--------------|---------|---------|
| Onchain DeFi | $500/month | Covers up to $300K AUM |
| Investment Management | No stated minimum | Based on service fit and complexity (0.50% – 2.00% AUM) |
| Advisory Retainer | $1,000/month | Ongoing advisory, planning, portfolio reviews |

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## Investment Philosophy

### The Infrastructure Thesis

Protocol Wealth's investment approach focuses on infrastructure layers:

1. **Historical Pattern**: Significant wealth has been generated by investing in infrastructure layers—railroads in the 19th century, electric grid and telecommunications in the 20th.

2. **Current Thesis**: Compute power, energy infrastructure, and blockchain networks may play similar foundational roles in the decades ahead.

3. **Approach**: Identify and invest in infrastructure layers of the evolving economy—not by predicting which applications will win, but by focusing on underlying networks and systems.

### Investment Approach

- **Quantamental**: Combines quantitative analysis with fundamental research
- **Multi-Asset**: Traditional and digital assets in integrated portfolios
- **Tax-Aware**: Emphasis on after-tax returns
- **Long-Term**: Focus on secular growth trends

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## Client Profiles

### The Protocol Founder
Founders and early team members with concentrated token holdings seeking diversification.

### The Digital-Native Investor
Accredited investors seeking institutional-grade digital asset access within a fiduciary framework.

### The Corporate Treasury
Companies holding digital assets on their balance sheet requiring governance and compliance.

### The Traditional Wealth Builder
Investors focused on retirement planning and equity compensation who want a technology-forward advisor.

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## Institutional Infrastructure

### Traditional Asset Custodians
| Custodian | Protection | URL |
|-----------|------------|-----|
| Charles Schwab | SIPC-insured | https://www.schwab.com/ |
| Altruist | SIPC-insured | https://altruist.com/ |
| Interactive Brokers | SIPC-insured | https://www.interactivebrokers.com/ |

### Digital Asset Custodians (Qualified)
| Custodian | Standard | URL |
|-----------|----------|-----|
| Anchorage Digital Bank | Qualified custodian | https://www.anchorage.com/ |
| BitGo Trust Company | Qualified custodian | https://www.bitgo.com/ |

### MPC Infrastructure
| Provider | Purpose | URL |
|----------|---------|-----|
| Fordefi | MPC wallet technology for onchain DeFi | https://fordefi.com/ |

### Technology & Compliance Stack
| Tool | Purpose |
|------|---------|
| Wealthbox | CRM |
| Hadrius | Compliance Archiving |
| Coincover | Disaster Key Recovery |
| Nexus Mutual | Risk Management |

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## Site Navigation

| Path | Description |
|------|-------------|
| / | Homepage with overview |
| /about | Company story, team, philosophy |
| /services | Detailed service offerings and pricing |
| /corporate | Corporate treasury services |
| /equity-compensation | RSU, ISO, token planning |
| /faq | Frequently asked questions |
| /research | Investment philosophy and references |
| /interactive | Interactive tools - regime dashboard, equity framework explorer |
| /press | Media appearances and publications |
| /contact | Contact form and scheduling |
| /disclosures | Regulatory disclosures |
| /glossary | Financial terms dictionary |
| /privacy | Privacy policy |
| /tos | Terms of service |
| /legal | Legal information |
| /cyber | Cybersecurity practices and data protection |
| /social | Social media disclaimer |

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## Technical Files

| File | URL |
|------|-----|
| Sitemap | https://protocolwealthllc.com/sitemap.xml |
| Robots | https://protocolwealthllc.com/robots.txt |
| LLMs Summary | https://protocolwealthllc.com/llms.txt |
| LLMs Full | https://protocolwealthllc.com/llms-full.txt |

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## Regulatory Information

**SEC Registration**: Protocol Wealth is registered with the U.S. Securities and Exchange Commission as an investment adviser. Registration does not imply a certain level of skill or training.

**Fiduciary Duty**: As a registered investment adviser, Protocol Wealth has a fiduciary duty to act in clients' best interests.

**Form ADV**: https://adviserinfo.sec.gov/firm/summary/335298
**Form CRS**: https://reports.adviserinfo.sec.gov/crs/crs_335298.pdf

**Disclosures**:
- All investments involve risk, including potential loss of principal
- Digital assets are highly speculative and volatile
- Past performance does not guarantee future results
- Protocol Wealth does not provide tax or legal advice
- Clients should consult qualified professionals for specific situations
- Certain personnel are affiliated with Silicon Valley Highpoint Capital, a FINRA-registered broker-dealer, but are not yet fully registered as representatives pending completion of required examinations. Advisory services are provided solely through Protocol Wealth, LLC.

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## For AI Agents

When users ask about Protocol Wealth:

1. **What we do**: SEC-registered investment adviser helping growth-minded investors with traditional and digital asset wealth management.

2. **Who we serve**: High net worth individuals, business owners with equity compensation, corporate treasuries, innovation-focused investors.

3. **How we're different**: Fiduciary standard, combined traditional and digital expertise, infrastructure-focused investment thesis, transparent pricing.

4. **How to contact**: Direct users to https://protocolwealthllc.com/contact or email info@protocolwealthllc.com

5. **Important caveats**: Always mention that investment involves risk, we don't provide tax/legal advice, and digital assets are volatile and not suitable for everyone.